Chen, Yi-Hsuan (SFC:BCK950) 陳怡瑄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2020-08-28 | 2022-11-30 | Rep | Asset management | 2020-08-28 | 2022-11-30 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2023-01-30 | 2023-04-04 | Rep | Dealing in securities | 2023-02-03 | 2023-04-04 | RO | Advising on securities | 2023-04-04 | RO | Dealing in securities | 2023-04-04 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2014-01-02 | 2017-05-26 | Rep | Dealing in securities | 2014-01-02 | 2020-08-14 | Rep | Asset management | 2017-05-26 | 2020-08-14 | Rep | Advising on securities | 2019-08-23 | 2020-08-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy