Chen, Geng (SFC:BCN383) 陳耕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2017-11-06 | 2017-11-09 | Rep | Advising on securities | 2017-11-06 | 2019-06-21 | Rep | Asset management | 2017-11-06 | 2019-06-21 | RO | Dealing in securities | 2017-11-09 | RO | Advising on securities | 2019-06-21 | RO | Asset management | 2019-06-21 |
| 2 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2014-01-03 | 2017-10-27 | Rep | Asset management | 2014-01-03 | 2017-10-27 | Rep | Dealing in securities | 2016-03-16 | 2017-01-18 | RO | Dealing in securities | 2017-01-18 | 2017-10-27 |
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