Kim, Tae-Woon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-04-18 | 2016-04-20 | Rep | Dealing in securities | 2016-06-13 | 2016-06-19 | Rep | Dealing in securities | 2017-06-21 | 2017-06-24 | Rep | Dealing in securities | 2018-04-16 | 2018-04-19 | Rep | Dealing in securities | 2018-08-31 | 2018-09-08 | Rep | Dealing in securities | 2023-05-02 | 2023-05-07 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-01-03 | 2014-08-28 |
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