Dong, Xiang 董翔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2016-08-01 | 2018-09-07 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2018-11-05 | 2019-01-24 | RO | Dealing in securities | 2019-01-24 | 2019-08-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-01-06 | 2016-06-28 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-01-06 | 2016-06-28 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-09-30 | 2021-01-18 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-10-02 | 2021-01-18 |
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