Liu, Tong (SFC:BCL153) 劉彤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2015-07-08 | 2021-06-30 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-08-16 | Rep | Asset management | 2021-09-06 | Rep | Dealing in securities | 2021-09-06 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2014-01-07 | 2015-07-03 |
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