Aw, Adrian Matthew 胡敬謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2018-08-10 | 2023-04-03 | Rep | Dealing in securities | 2018-08-10 | 2023-04-03 | Rep | Advising on corporate finance | 2018-11-05 | 2019-09-10 | RO | Advising on corporate finance | 2019-09-10 | 2023-12-31 | RO | Advising on securities | 2023-04-03 | 2023-12-31 | RO | Dealing in securities | 2023-04-03 | 2023-12-31 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2014-01-08 | 2017-12-22 | Rep | Advising on securities | 2014-01-08 | 2017-12-22 |
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