Kwan, Dennis Yu Ting 關宇亭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harvest Global Capital Investments Limited | Rep | Advising on securities | 2021-04-27 | 2023-01-18 | Rep | Asset management | 2021-04-27 | 2023-01-18 | Rep | Dealing in securities | 2021-04-27 | 2023-01-18 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2023-05-15 | Rep | Advising on securities | 2023-05-15 | Rep | Dealing in securities | 2023-05-15 |
| 3 | MVision Private Equity Advisers Asia Limited | Rep | Advising on securities | 2014-08-05 | 2014-09-29 | Rep | Dealing in securities | 2014-08-05 | 2014-09-29 | RO | Advising on securities | 2014-09-29 | 2020-09-25 | RO | Dealing in securities | 2014-09-29 | 2020-09-25 |
| 4 | Sumitomo Mitsui Trust (Hong Kong) Limited | Rep | Advising on securities | 2014-01-07 | 2014-06-20 | Rep | Asset management | 2014-01-07 | 2014-06-20 |
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