Booth, Alexander Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-11-23 | Rep | Dealing in securities | 2022-11-23 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-01-13 | 2022-08-26 | Rep | Advising on futures contracts | 2020-07-20 | 2022-08-26 | Rep | Advising on securities | 2020-07-20 | 2022-08-26 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2014-01-13 | 2022-08-26 | Rep | Dealing in futures contracts | 2014-01-13 | 2022-08-26 | Rep | Dealing in securities | 2014-01-13 | 2022-08-26 |
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