Shum, Yat Tung 沈逸東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-01-14 | 2014-10-17 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2014-11-17 | 2015-09-30 |
| 3 | IDS FOREX HK LIMITED | Rep | Leveraged foreign exchange trading | 2016-06-21 | 2017-05-25 |
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