Dou, Yan 竇艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2015-06-24 | 2016-05-31 | Rep | Asset management | 2015-06-24 | 2016-05-31 | Rep | Dealing in securities | 2015-06-24 | 2016-05-31 |
| 2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2014-01-15 | 2014-08-02 |
| 3 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-10-08 | 2015-06-08 |
| 4 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2014-09-01 | 2015-06-08 | Rep | Advising on securities | 2014-10-08 | 2015-06-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy