Li, Duo (SFC:BCS459) 李鐸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Asset Management Company Limited | Rep | Asset management | 2014-06-05 | 2015-06-28 | Rep | Advising on securities | 2014-08-29 | 2015-06-28 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-01-15 | 2014-08-20 | Rep | Dealing in securities | 2014-01-15 | 2015-01-15 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2016-04-01 | 2016-05-05 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2016-04-01 | 2016-05-05 | Rep | Asset management | 2016-04-01 | 2016-05-05 | Rep | Dealing in securities | 2016-04-01 | 2016-05-05 |
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