Ng, Ho Yan 吳皓欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-01-17 | 2014-05-14 |
| 2 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-17 | 2014-05-14 |
| 3 | TC Investment Management (Asia) Limited | Rep | Advising on securities | 2015-10-12 | 2016-03-15 | Rep | Dealing in securities | 2015-10-12 | 2016-03-15 |
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