Xie, Zhihao (SFC:BCT158) 謝志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-03-13 | 2021-07-23 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-28 | 2021-04-13 | Rep | Advising on securities | 2018-04-16 | 2021-07-23 | RO | Dealing in securities | 2021-04-13 | 2021-07-23 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-11-10 | 2022-02-09 | Rep | Dealing in futures contracts | 2021-11-10 | 2022-02-09 | Rep | Dealing in securities | 2021-11-10 | 2022-02-09 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-02-25 | |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2022-02-25 | Rep | Dealing in securities | 2022-02-25 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-01-21 | 2016-08-26 | Rep | Advising on futures contracts | 2015-04-20 | 2016-08-26 | Rep | Advising on securities | 2015-04-20 | 2016-08-26 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-01-21 | 2016-08-26 |
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