Cheng, Ho Ming (SFC:BCQ328) 鄭浩明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-01-22 | 2016-11-22 |
| 2 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in futures contracts | 2017-04-03 | 2018-06-13 | Rep | Dealing in securities | 2017-04-03 | 2018-06-13 | Rep | Advising on securities | 2017-04-03 | 2022-07-18 | Rep | Asset management | 2017-04-03 | 2024-03-06 | RO | Dealing in futures contracts | 2018-06-13 | 2024-03-06 | RO | Dealing in securities | 2018-06-13 | 2024-03-06 | RO | Advising on securities | 2022-07-18 | 2024-03-06 |
| 3 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2016-12-13 | 2017-03-03 |
| 4 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-12-13 | 2017-03-03 |
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