Hou, Jie (SFC:BCS549) 侯捷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2022-10-25 | Rep | Asset management | 2022-10-25 | Rep | Dealing in securities | 2022-10-25 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2014-01-22 | 2022-01-05 | Rep | Dealing in securities | 2018-06-20 | 2022-01-05 |
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