Wong, Kwok Wai (SFC:BCU328) 黃國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-27 | 2015-12-25 | Rep | Dealing in securities | 2014-11-27 | 2015-12-25 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2014-11-27 | 2015-12-25 |
| 3 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2016-01-11 | 2017-08-04 | Rep | Advising on securities | 2016-01-11 | 2017-08-04 | Rep | Dealing in securities | 2016-01-11 | 2017-08-04 | RO | Advising on corporate finance | 2017-08-04 | 2017-11-21 | RO | Advising on securities | 2017-08-04 | 2017-11-21 | RO | Dealing in securities | 2017-08-04 | 2017-11-21 |
| 4 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2014-01-24 | 2014-08-09 | Rep | Dealing in securities | 2014-01-24 | 2014-08-09 |
| 5 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2018-01-15 | Rep | Dealing in securities | 2018-01-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy