Li, Louis Lok Tao 李樂陶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-10-02 | 2020-04-06 | Rep | Advising on futures contracts | 2016-07-19 | 2020-04-06 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-10-02 | 2020-04-06 | Rep | Advising on securities | 2016-07-19 | 2020-04-06 | Rep | Asset management | 2016-12-30 | 2020-04-06 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-07-08 | 2015-09-14 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2014-01-24 | 2014-06-14 |
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