Yip, Tsz Chung (SFC:BCU474) 葉梓聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2014-01-27 | 2015-09-23 | Rep | Dealing in securities | 2014-01-27 | 2015-09-23 |
| 2 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-10-13 | 2023-12-29 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-11-25 | 2022-09-19 | Rep | Dealing in securities | 2015-11-25 | 2022-09-19 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-11-25 | 2016-12-18 | Rep | Dealing in securities | 2016-12-19 | 2022-09-19 | Rep | Dealing in futures contracts | 2019-01-29 | 2022-09-19 |
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