Kung, Aaron Kingsley Kai Shing 龔啟誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-07-24 | 2020-11-03 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-02-07 | 2020-11-03 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2015-07-24 | 2020-11-03 | Rep | Dealing in securities | 2015-07-24 | 2020-11-03 |
4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-04-03 | Rep | Dealing in securities | 2023-04-03 |
5 | RAYS Capital Partners Limited | Rep | Advising on securities | 2014-01-27 | 2015-06-30 | Rep | Asset management | 2014-01-27 | 2015-06-30 |
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