Zhang, Pengtao 張澎濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST BEIJING INVESTMENT LIMITED | Rep | Asset management | 2021-10-22 | 2023-12-31 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2019-05-27 | 2020-07-10 | Rep | Dealing in securities | 2019-05-27 | 2020-07-10 |
| 3 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2018-10-10 | 2019-05-06 |
| 4 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2018-08-14 | 2019-05-06 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-07-22 | 2021-07-09 | Rep | Dealing in securities | 2020-07-22 | 2021-07-09 | Rep | Advising on securities | 2020-08-03 | 2021-07-09 |
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