Mak, Kai Ming 麥啟明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Capital Management (Hong Kong) Limited | Rep | Asset management | 2016-04-28 | 2018-03-01 | Rep | Dealing in futures contracts | 2016-09-08 | 2018-03-01 | Rep | Dealing in securities | 2016-09-08 | 2018-03-01 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-01-28 | 2016-04-01 | Rep | Advising on futures contracts | 2014-05-02 | 2016-04-01 | Rep | Advising on securities | 2014-05-02 | 2016-04-01 | Rep | Dealing in futures contracts | 2014-05-02 | 2016-04-01 |
| 3 | YG Capital Management Limited | Rep | Asset management | 2018-05-08 | 2019-12-30 | Rep | Advising on securities | 2018-06-01 | 2019-12-30 |
| 4 | YG International Partners Limited | Rep | Dealing in securities | 2018-05-08 | 2019-07-19 | RO | Dealing in securities | 2019-07-19 | 2019-12-30 |
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