Hsu, Shih-Min 許詩敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA Global Asset Management Limited | RO | Advising on securities | 2017-07-14 | 2020-05-31 | RO | Asset management | 2017-07-14 | 2020-05-31 |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Advising on securities | 2014-01-29 | 2016-06-15 | RO | Asset management | 2014-01-29 | 2016-06-15 |
| 3 | Golden K2 Securities Limited | Rep | Dealing in securities | 2020-07-08 | 2023-11-28 |
| 4 | Maxcess Capital Limited | Rep | Advising on securities | 2020-06-12 | 2020-07-08 | Rep | Asset management | 2020-06-12 | 2020-07-08 | RO | Advising on securities | 2020-07-08 | RO | Asset management | 2020-07-08 |
| 5 | QL Asset Management Company Limited | Rep | Advising on securities | 2016-06-22 | 2017-06-19 | Rep | Asset management | 2016-06-22 | 2017-06-19 | Rep | Dealing in securities | 2016-06-22 | 2017-06-19 |
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