Chen, Senlin 陳森林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-08-03 | 2022-01-17 | RO | Asset management | 2021-08-03 | 2022-01-17 | RO | Dealing in securities | 2021-08-03 | 2022-01-17 |
2 | CTI Capital Hong Kong Limited | Rep | Dealing in securities | 2016-10-12 | 2018-11-15 | RO | Advising on securities | 2016-10-12 | 2018-11-15 | RO | Asset management | 2016-10-12 | 2018-11-15 |
3 | Finloop Finance Limited | Rep | Advising on securities | 2019-05-16 | 2019-05-28 | Rep | Asset management | 2019-05-16 | 2019-05-28 | RO | Advising on securities | 2019-05-28 | 2020-07-21 | RO | Asset management | 2019-05-28 | 2020-07-21 | RO | Dealing in securities | 2020-05-14 | 2020-07-21 |
4 | Pine Star Asset Management Limited | RO | Advising on securities | 2014-01-30 | 2015-01-04 | RO | Asset management | 2014-01-30 | 2015-01-04 |
5 | Sunshine Asset Management (HK) Limited | RO | Advising on securities | 2023-03-31 | RO | Asset management | 2023-03-31 |
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