Xu, Na (SFC:BCS522) 徐娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | F&C Asset Management Asia Limited | Rep | Dealing in securities | 2014-02-04 | 2014-06-20 |
| 2 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2017-06-26 | 2018-06-20 | Rep | Asset management | 2017-06-26 | 2018-06-20 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2017-06-26 | Rep | Asset management | 2017-06-26 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2017-06-26 | Rep | Asset management | 2017-06-26 | Rep | Dealing in securities | 2017-06-26 |
| 5 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2016-06-21 | 2017-01-01 | Rep | Dealing in securities | 2016-06-21 | 2017-01-01 | Rep | Asset management | 2016-09-20 | 2017-01-01 |
| 6 | Polen Capital HK Limited | Rep | Dealing in securities | 2014-06-23 | 2016-06-04 |
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