Foster, Duncan John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-02-04 | 2014-02-11 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-02-04 | 2014-02-11 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-05-22 | 2015-05-29 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-04-05 | 2017-09-26 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2017-04-05 | 2017-09-26 |
| 6 | Morgan Stanley Asia Limited | RO | Dealing in securities | 2017-09-26 | |
| 7 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in futures contracts | 2017-09-26 | |
| 8 | Morgan Stanley Hong Kong Securities Limited | RO | Automated trading services | 2021-12-07 | |
| 9 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2021-12-07 |
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