Rumble, Lawrence Nicholas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Templewater Hong Kong Limited | Rep | Advising on securities | 2014-02-05 | 2016-12-15 | Rep | Dealing in securities | 2014-02-05 | 2016-12-15 | Rep | Advising on corporate finance | 2014-03-25 | 2016-12-15 | Rep | Advising on securities | 2017-08-10 | 2019-01-16 | Rep | Dealing in securities | 2017-08-10 | 2019-01-16 | RO | Advising on securities | 2019-01-16 | 2021-11-30 | RO | Dealing in securities | 2019-01-16 | 2021-11-30 | Rep | Asset management | 2019-07-16 | 2021-11-30 |
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