Chan, Pok Man (SFC:BCU785) 陳博文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Integrity Construction & Development Securities Group Limited | RO | Advising on securities | 2019-05-24 | 2020-02-12 | RO | Dealing in securities | 2019-05-24 | 2020-02-12 |
| 2 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Advising on securities | 2022-02-23 | 2023-05-31 | RO | Dealing in securities | 2022-02-23 | 2023-05-31 | RO | Asset management | 2022-03-31 | 2023-05-31 |
| 3 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-02-23 | 2023-05-31 | RO | Dealing in securities | 2022-02-23 | 2023-05-31 | RO | Asset management | 2022-03-31 | 2023-05-31 |
| 4 | Quantum Leap Capital Limited | Rep | Advising on securities | 2023-06-01 | 2023-06-29 | Rep | Asset management | 2023-06-01 | 2023-06-29 | RO | Advising on securities | 2023-06-29 | RO | Asset management | 2023-06-29 |
| 5 | QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2018-04-17 | 2018-06-05 | RO | Dealing in securities | 2018-06-05 | 2019-04-24 |
| 6 | RICHE BRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-07 | 2017-01-17 | RO | Dealing in securities | 2017-01-17 | 2018-04-08 |
| 7 | Tongjin Securities Limited | Rep | Advising on securities | 2020-05-08 | 2020-07-14 | Rep | Dealing in securities | 2020-05-08 | 2020-07-14 | RO | Advising on securities | 2020-07-14 | 2021-10-29 | RO | Dealing in securities | 2020-07-14 | 2021-10-29 |
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