Wan, Shirley Man Yee 溫敏儀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Galaxy International Securities (Hong Kong) Co., Limited Rep Dealing in securities 2014-02-13 2015-01-30
2 KGI ASIA LIMITED Rep Dealing in securities 2016-07-06 2017-10-02
Rep Dealing in securities 2017-10-03 2019-12-14
3 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2016-07-06 2019-12-14

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