Lian, Daniel Da
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-11-04 | 2016-08-24 | Rep | Dealing in securities | 2015-11-04 | 2016-08-24 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-02-17 | 2014-02-21 | Rep | Dealing in securities | 2014-02-17 | 2014-02-21 | Rep | Advising on securities | 2014-06-04 | 2015-09-21 | Rep | Dealing in securities | 2014-06-04 | 2015-09-21 |
| 3 | North Rock Capital Management (HK) Limited | Rep | Asset management | 2023-10-09 | |
| 4 | Rockhampton Management Limited | Rep | Asset management | 2016-09-08 | 2022-10-11 | RO | Asset management | 2022-10-11 | 2023-05-22 |
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