Serjeant, Daniel Luke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-02-17 | 2018-12-19 | Rep | Dealing in securities | 2020-06-15 | 2023-08-01 |
| 2 | Merrill Lynch Far East Limited | Rep | Automated trading services | 2014-02-17 | 2018-11-01 | Rep | Dealing in futures contracts | 2014-02-17 | 2023-04-06 | Rep | Dealing in securities | 2014-02-17 | 2023-04-06 | RO | Dealing in futures contracts | 2023-04-06 | 2023-08-01 | RO | Dealing in securities | 2023-04-06 | 2023-08-01 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2023-11-16 | 2024-01-29 | Rep | Dealing in securities | 2023-11-16 | 2024-01-29 | RO | Dealing in futures contracts | 2024-01-29 | RO | Dealing in securities | 2024-01-29 |
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