Lai, David Hon Wa 賴瀚華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Athos Capital Limited | Rep | Asset management | 2023-05-04 | |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-04-15 | 2017-09-08 | Rep | Asset management | 2016-04-15 | 2017-09-08 | Rep | Dealing in securities | 2016-04-15 | 2017-09-08 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-15 | 2017-09-08 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-02-17 | 2014-07-04 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-02-17 | 2014-07-04 |
| 6 | Nine Masts Capital Limited | Rep | Asset management | 2018-08-23 | 2022-07-31 |
| 7 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2017-10-24 | 2018-08-17 | Rep | Asset management | 2017-10-24 | 2018-08-17 | Rep | Dealing in securities | 2017-10-24 | 2018-08-17 |
| 8 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2017-10-24 | 2018-08-17 | Rep | Asset management | 2017-10-24 | 2018-08-17 | Rep | Dealing in securities | 2017-10-24 | 2018-08-17 |
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