Hsiao, Kai Cheung 蕭啟翔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2021-06-16 | Rep | Advising on securities | 2021-06-16 | Rep | Asset management | 2021-06-16 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-08-17 | 2021-05-20 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-08-17 | 2021-05-20 | Rep | Advising on securities | 2020-10-07 | 2021-05-20 |
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