Chow, Chak Shing 周澤成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gentleman Capital Limited | RO | Asset management | 2022-12-09 | |
| 2 | Gentleman Capital Limited | RO | Advising on securities | 2023-05-09 | |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-08-20 | 2019-11-18 |
| 4 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2018-08-20 | 2019-11-18 |
| 5 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2020-11-03 | 2021-05-17 |
| 6 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2020-11-03 | 2021-05-17 |
| 7 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | RO | Asset management | 2021-05-17 | 2022-01-19 |
| 8 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2021-05-17 | 2023-06-01 |
| 9 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Dealing in securities | 2021-05-17 | 2023-06-01 |
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