Tang, Ricky Tsz Lok 鄧梓洛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2020-10-07 | 2022-11-01 | Rep | Dealing in securities | 2020-10-07 | 2022-11-01 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-03-21 | 2017-08-25 |
| 3 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2014-02-19 | 2014-08-19 | Rep | Dealing in securities | 2015-01-05 | 2016-01-22 |
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