Yang, Lei (SFC:BCY602) 楊雷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2014-02-20 | 2015-03-16 | Rep | Dealing in securities | 2014-02-20 | 2015-03-16 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-01-26 | 2021-07-09 | Rep | Dealing in securities | 2021-01-26 | 2021-07-09 | RO | Advising on securities | 2021-07-09 | 2022-06-21 | RO | Dealing in securities | 2021-07-09 | 2022-06-21 |
| 3 | China Vered Securities Limited | Rep | Dealing in securities | 2020-05-22 | 2020-07-27 | Rep | Advising on securities | 2020-07-20 | 2020-07-27 | Rep | Advising on corporate finance | 2020-07-20 | 2020-12-31 | RO | Advising on securities | 2020-07-27 | 2020-12-31 | RO | Dealing in securities | 2020-07-27 | 2020-12-31 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2021-01-26 | 2021-07-09 | Rep | Dealing in securities | 2021-01-26 | 2021-07-09 | RO | Advising on securities | 2021-07-09 | 2022-06-21 | RO | Dealing in securities | 2021-07-09 | 2022-06-21 |
| 5 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-08-23 | 2020-03-04 |
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