Wang, Xiaoxian (SFC:BCY754) 王小嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2016-06-30 | 2016-12-06 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-03-21 | 2021-05-22 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-03-21 | 2021-05-22 | Rep | Dealing in securities | 2017-03-21 | 2021-05-22 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-02-20 | 2016-03-04 |
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