Lee, Ming Han 李明翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-09-03 | 2021-10-05 | Rep | Asset management | 2019-09-03 | 2021-10-05 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-11-05 | 2021-10-05 |
| 3 | One Heritage Capital Management Limited | Rep | Advising on securities | 2023-03-27 | 2024-05-30 | Rep | Asset management | 2023-03-27 | 2024-05-30 |
| 4 | Pando Finance Limited | Rep | Advising on securities | 2024-06-28 | 2025-02-04 | Rep | Asset management | 2024-06-28 | 2025-02-04 | Rep | Dealing in securities | 2024-08-07 | 2025-02-04 | RO | Advising on securities | 2025-02-04 | RO | Asset management | 2025-02-04 | RO | Dealing in securities | 2025-02-04 |
| 5 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-08-27 | 2019-08-18 | Rep | Asset management | 2018-08-27 | 2019-08-18 |
| 6 | XinKong International Asset Management Limited | Rep | Asset management | 2021-11-01 | 2022-02-21 | RO | Asset management | 2022-02-21 | 2023-01-31 |
| 7 | XinKong International Securities Limited | Rep | Advising on securities | 2021-11-01 | 2023-01-31 | Rep | Dealing in securities | 2021-11-01 | 2023-01-31 |
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