Yiu, Hoi Yip 姚開業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-10-16 | Rep | Advising on securities | 2020-10-16 | Rep | Asset management | 2020-10-16 |
2 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2018-08-29 | 2019-11-30 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-08-29 | 2020-03-16 | Rep | Dealing in securities | 2018-08-29 | 2020-03-16 |
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