Li, Chi Ping 李智平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-02-25 | 2015-02-15 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-02-25 | 2015-02-15 |
| 3 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2021-11-10 | |
| 4 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2021-11-10 | |
| 5 | Monex Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2019-08-12 | 2021-10-20 | Rep | Dealing in futures contracts | 2019-09-09 | 2021-10-20 |
| 6 | TIAN YUAN FINANCE LIMITED | Rep | Advising on securities | 2016-08-22 | 2019-07-24 | Rep | Dealing in securities | 2016-08-22 | 2019-07-24 | Rep | Asset management | 2017-01-16 | 2019-07-24 |
| 7 | Win Securities Limited | Rep | Dealing in securities | 2021-07-20 | 2021-10-20 |
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