Yu, Xiaoxi (SFC:BCV191) 余晓曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-07-26 | 2023-06-18 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-07-26 | 2023-06-18 | Rep | Dealing in securities | 2017-07-26 | 2023-06-18 |
| 3 | Emperor Asset Management Limited | Rep | Advising on securities | 2014-02-25 | 2014-04-30 | Rep | Asset management | 2014-02-25 | 2014-04-30 |
| 4 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-10-24 | 2017-06-30 | Rep | Asset management | 2016-10-24 | 2017-06-30 | Rep | Dealing in securities | 2016-10-24 | 2017-06-30 |
| 5 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2023-09-15 | Rep | Dealing in securities | 2023-09-15 | 2023-11-14 | RO | Dealing in securities | 2023-11-14 |
| 6 | SPDB International Securities Limited | Rep | Dealing in securities | 2023-09-15 |
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