Tian, Yu (SFC:BNM995) 田雨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2021-03-02 | 2021-10-15 | Rep | Dealing in securities | 2021-03-02 | 2021-10-15 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2018-09-03 | 2021-03-02 | Rep | Advising on corporate finance | 2018-09-03 | 2021-10-15 |
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