Chan, Kwok Wai (SFC:BCW251) 陳國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLS Capital Limited | Rep | Asset management | 2024-01-02 | |
| 2 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2014-02-27 | 2015-09-25 | Rep | Asset management | 2014-02-27 | 2015-09-25 |
| 3 | Imperium International Asset Management Limited | Rep | Advising on securities | 2021-07-30 | 2021-08-17 | Rep | Asset management | 2021-07-30 | 2021-08-17 | RO | Advising on securities | 2021-08-17 | 2022-11-30 | RO | Asset management | 2021-08-17 | 2022-11-30 |
| 4 | Kirin Asset Management Limited | Rep | Asset management | 2021-03-15 | 2021-03-30 | RO | Asset management | 2021-03-30 | 2021-07-23 |
| 5 | Kirin Securities Limited | Rep | Advising on securities | 2021-03-15 | 2021-03-30 | RO | Advising on securities | 2021-03-30 | 2021-07-23 |
| 6 | Oshidori Securities Limited | Rep | Asset management | 2015-11-02 | 2016-08-11 |
| 7 | Rhine Asset Management Company Limited | Rep | Advising on securities | 2023-04-26 | 2023-12-29 | Rep | Asset management | 2023-04-26 | 2023-12-29 |
| 8 | Seeds International Asset Management Limited | RO | Advising on securities | 2019-04-18 | 2021-01-31 | RO | Asset management | 2019-04-18 | 2021-01-31 |
| 9 | Standard International Asset Management Limited | Rep | Asset management | 2017-09-26 | 2018-04-12 | RO | Asset management | 2018-04-12 | 2018-06-15 |
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