Wang, Li (SFC:BCW773) 王立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2016-03-10 | 2018-04-09 | RO | Advising on corporate finance | 2018-04-09 | 2018-12-14 |
2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-02-27 | 2015-11-30 | Rep | Advising on corporate finance | 2019-03-07 |
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