Yip, Ming Kwan 葉明君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-11-28 | 2018-08-14 | Rep | Asset management | 2017-11-28 | 2018-08-14 | Rep | Dealing in securities | 2017-11-28 | 2018-08-14 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2023-08-01 | 2023-09-15 | RO | Advising on securities | 2023-09-15 | RO | Dealing in securities | 2023-09-15 |
| 3 | GLENWORTH CAPITAL LIMITED | Rep | Advising on securities | 2018-08-22 | 2018-10-18 | Rep | Asset management | 2018-08-22 | 2018-10-18 | RO | Advising on securities | 2018-10-18 | 2019-06-27 | RO | Asset management | 2018-10-18 | 2019-06-27 |
| 4 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2017-05-16 | 2017-11-08 | Rep | Asset management | 2017-05-16 | 2017-11-08 | Rep | Dealing in securities | 2017-05-16 | 2017-11-08 |
| 5 | KAISER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2019-09-19 | 2019-10-09 | Rep | Asset management | 2019-09-19 | 2019-10-09 | RO | Advising on securities | 2019-10-09 | 2020-04-01 | RO | Asset management | 2019-10-09 | 2020-04-01 |
| 6 | PHILIPPA HUCKLE GROUP LIMITED (THE) | Rep | Advising on securities | 2020-05-12 | 2020-05-21 | Rep | Asset management | 2020-05-12 | 2020-05-21 | RO | Dealing in securities | 2020-05-21 | 2022-11-24 | RO | Advising on securities | 2020-05-21 | 2023-04-23 | RO | Asset management | 2020-05-21 | 2023-04-23 |
| 7 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-02-27 | 2017-04-14 | Rep | Dealing in securities | 2014-02-27 | 2017-04-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy