Sakaguchi, Junichi 坂口淳一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-09-04 | 2018-10-12 | Rep | Asset management | 2018-09-04 | 2018-10-12 | Rep | Dealing in securities | 2018-09-04 | 2018-10-12 | RO | Advising on securities | 2018-10-12 | 2019-09-30 | RO | Asset management | 2018-10-12 | 2019-09-30 | RO | Dealing in securities | 2018-10-12 | 2019-09-30 |
| 2 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | RO | Advising on securities | 2019-10-01 | 2021-03-16 | RO | Asset management | 2019-10-01 | 2021-03-16 | RO | Dealing in securities | 2019-10-01 | 2021-03-16 |
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