Wu, Rundong 鄔潤東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2021-11-29 | 2022-04-14 | Rep | Asset management | 2021-11-29 | 2022-04-14 |
| 2 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2021-01-18 | 2021-11-10 | Rep | Asset management | 2021-01-18 | 2021-11-10 |
| 3 | Lianhe Ratings Global Limited | Rep | Credit rating services | 2018-09-05 | 2020-11-30 |
| 4 | YONG RONG (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-07-20 |
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