Lam, Sin (SFC:BNK383) 林倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Akron Corporate Finance Limited | Rep | Advising on corporate finance | 2021-03-11 | 2021-05-31 |
2 | Draco Investment Management Limited | Rep | Advising on securities | 2021-11-22 | 2022-11-21 | Rep | Asset management | 2021-11-22 | 2022-11-21 | Rep | Dealing in securities | 2021-11-22 | 2022-11-21 |
3 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2019-02-15 | 2020-10-15 |
4 | RED SUN CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-09-05 | 2018-10-08 | Rep | Dealing in securities | 2018-09-05 | 2018-10-08 |
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