So, Yu Wa 蘇裕華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2021-11-24 | |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-02-28 | 2021-08-10 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-02-28 | 2021-08-10 | Rep | Dealing in securities | 2014-02-28 | 2021-08-10 |
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