Chen, Anyuan 陳安源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-07-17 | 2024-09-24 | Rep | Dealing in securities | 2018-07-17 | 2024-09-24 | RO | Advising on corporate finance | 2024-09-24 | 2024-12-09 | RO | Dealing in securities | 2024-09-24 | 2024-12-09 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2018-07-17 | 2024-09-24 | RO | Dealing in securities | 2024-09-24 | 2024-12-09 |
| 3 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2025-03-20 | 2025-06-13 | Rep | Dealing in securities | 2025-03-20 | 2025-06-13 | RO | Advising on corporate finance | 2025-06-13 | RO | Dealing in securities | 2025-06-13 |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2025-03-20 | 2025-06-13 | RO | Dealing in securities | 2025-06-13 |
| 5 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-03-03 | 2015-04-30 |
| 6 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-03 | 2015-04-30 |
| 7 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-05-11 | 2016-05-04 | Rep | Dealing in securities | 2015-05-11 | 2016-05-04 |
| 8 | CMB International Securities Limited | Rep | Dealing in securities | 2016-05-20 | 2018-07-03 | Rep | Advising on securities | 2017-05-15 | 2018-07-03 |
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