Chow, Ernest Sai Hung 周世雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ayers Alliance Securities (HK) Limited | Rep | Advising on securities | 2014-09-30 | 2016-01-11 | Rep | Dealing in securities | 2014-09-30 | 2016-01-11 |
| 2 | Fruit Tree Securities Limited | Rep | Advising on securities | 2018-05-04 | 2018-07-09 | Rep | Dealing in securities | 2018-05-04 | 2018-07-09 | RO | Advising on securities | 2018-07-09 | 2018-10-09 | RO | Dealing in securities | 2018-07-09 | 2018-10-09 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2014-03-03 | 2014-07-20 | Rep | Dealing in securities | 2014-03-03 | 2014-07-20 |
| 4 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-12-07 | 2022-11-30 | Rep | Dealing in securities | 2020-12-07 | 2022-11-30 |
| 5 | SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2018-11-01 | 2020-05-31 | RO | Dealing in securities | 2018-11-01 | 2020-05-31 |
| 6 | VISION FINANCE (SECURITIES) LIMITED | Rep | Advising on securities | 2016-03-03 | 2016-06-08 | Rep | Dealing in securities | 2016-03-03 | 2016-06-08 | RO | Advising on securities | 2016-06-08 | 2017-11-07 | RO | Dealing in securities | 2016-06-08 | 2017-11-07 |
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